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Constitution: Why and How? — Notes

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1. What is a constitution?

A constitution is the body of basic rules and principles by which a country is governed. It sets up the main organs of government, defines their powers and relates them to the people.

Written and unwritten: in a written constitution the fundamental rules are collected in one authoritative document. India has a written constitution, among the longest in the world. Britain has no single written document: its fundamental rules are found in statutes, conventions and judicial decisions.

Table of terms: a constitution is the body of basic rules and principles on which a country is governed; a written one is collected in a single document, as in India; an unwritten one is spread over statutes, conventions and decisions, as in Britain
TermStandard meaningExample
ConstitutionThe body of basic rules and principles on which a country is governedThe written constitution of a republic
WrittenBasic rules collected in one authoritative documentIndia
UnwrittenBasic rules spread over statutes, conventions and decisionsBritain

Key terms

Constitution

The body of basic rules and principles by which a country is governed.

Written constitution

A constitution whose fundamental rules are collected in one authoritative document.

Unwritten constitution

A constitution with no single document, whose rules are found in several sources such as statutes and conventions.

2. Functions of a constitution

A constitution performs five functions.

  1. Coordination and assurance: it provides basic rules that allow minimal coordination and assurance among members of society.
  2. Decision-making authority: it specifies who has the power to make decisions and how the government is constituted.
  3. Limits on government: it sets limits on the powers of government, for example through fundamental rights.
  4. Aspirations: it enables the government to fulfil the aspirations of society and to create the conditions for a just society.
  5. Identity: it expresses the fundamental identity of a people.
Five functions of a constitution.
Function one: minimal coordination and assurance.
Without written rulesWith written rules
Each family guesses when others will draw waterThe timetable tells every family what to expect
Quarrels over turnsA shared rule settles whose turn it is
No one is sure others will cooperateEveryone can rely on the others
Function three: limits on the powers of government.
The government mayThe government may not
Make laws through the proper bodyKeep a person in prison without a hearing
Collect taxes under the lawSeize property without lawful permission
Run schools and hospitalsSilence all criticism of itself

Key terms

Assurance

Confidence that others will follow the same rules, which makes cooperation possible.

Fundamental rights

Basic rights guaranteed by the constitution, which the government must respect.

3. Authority of a constitution

Why people accept a constitution depends on three things.

  • Mode of promulgation: who made it, and whether it is widely accepted.
  • Substantive provisions: whether the content is fair and gives everyone a reason to accept it.
  • Institutional design: a balanced design with checks and balances, neither too rigid nor too flexible.
Table of the three sources of a constitution's authority with the test for each: mode of promulgation, substantive provisions and institutional design
Source of authorityTest
Mode of promulgationWho made it; is it widely accepted?
Substantive provisionsFair; a reason for everyone to accept it
Institutional designBalanced, with checks and balances
Source of authority 3: balanced institutional design.
DesignProblem
Too rigidCannot adapt; may be abandoned
Balanced: special majority, checks and balancesChange is possible but not casual
Too flexibleRules altered at the will of whoever holds power

Key terms

Promulgation

The way in which a constitution is made and brought into effect.

Checks and balances

An arrangement in which each organ of government restrains the others so that none gains unchecked power.

Rigid constitution

One that is so hard to change that it cannot adapt to new needs.

Flexible constitution

One that is so easy to change that its basic rules give little protection.

4. The demand and the Constituent Assembly

The demand for a constituent assembly grew within the national movement. The Nehru Report (1928) was an early outline of a constitution for India.

The Assembly was formed on the lines of the Cabinet Mission plan (1946). Members were elected indirectly by the members of the provincial legislative assemblies, and representatives of the princely states were also included. It first met on 9 December 1946. After Partition its strength fell to about 299 members (as commonly taught). Dr Rajendra Prasad was its President, and the Drafting Committee was chaired by Dr B. R. Ambedkar.

From the Nehru Report to the Constitution in force; equally spaced, not to scale.
Table on the composition of the Constituent Assembly: formed on the lines of the Cabinet Mission plan; members elected indirectly by provincial assemblies with princely-state representatives; first meeting 9 December 1946; strength about 299 after Partition
FeatureDetail
FormedOn the lines of the Cabinet Mission plan, 1946
MembersElected indirectly by the provincial legislative assemblies; princely-state representatives included
First meeting9 December 1946
After PartitionStrength fell to about 299
Table of roles: Dr Rajendra Prasad President of the Assembly, Dr B. R. Ambedkar chair of the Drafting Committee, Jawaharlal Nehru mover of the Objectives Resolution on 13 December 1946
RolePerson or body
President of the AssemblyDr Rajendra Prasad
Chair of the Drafting CommitteeDr B. R. Ambedkar
Mover of the Objectives ResolutionJawaharlal Nehru (13 December 1946)

Key terms

Constituent Assembly

A body elected or chosen to frame the constitution of a country.

Drafting Committee

The committee of the Assembly that prepared the draft of the Constitution.

Indirect election

Election of members by an elected body rather than directly by all voters.

5. How the Assembly worked

The Objectives Resolution, moved by Jawaharlal Nehru on 13 December 1946 and adopted in January 1947, set out the ideals that shaped the Preamble.

The Assembly deliberated through committees, aimed at consensus and open discussion, and respected diverse views. Its members came from many regions, communities and opinions, and it built on the inheritance of the national movement.

Some argue that indirect election limited how fully it could represent all citizens; others argue that its varied membership and open debate gave it breadth. Weigh both views with reasons.

How the Assembly worked
From resolution to Preamble
Both views, so that students can judge with reasons.
Some argueOthers argue
Members were chosen indirectly, not by all adultsMembers came from many regions, communities and opinions
Princely-state members came by a different routeCommittees and open discussion heard varied views
So it may not fully speak for everyoneIt built on the national movement and sought consensus

Key terms

Objectives Resolution

The resolution that set out the guiding ideals of the Constituent Assembly and shaped the Preamble.

Consensus

General agreement reached after discussion, without a sharp division into winners and losers.

6. Sources, borrowing and adoption

The Government of India Act 1935 provided the base for many administrative provisions. Ideas were adapted, not copied, from other constitutions:

  • Britain: parliamentary government, rule of law, the office of the Speaker, single citizenship.
  • United States: a bill of rights (fundamental rights), judicial review, an independent judiciary.
  • Ireland: Directive Principles.
  • France: liberty, equality and fraternity.
  • Canada: a quasi-federal form with a strong centre and residuary powers with the centre.

The Constitution was adopted on 26 November 1949 (now observed as Constitution Day) and came into force on 26 January 1950 (Republic Day). The Assembly took about three years, commonly given as 2 years, 11 months and 18 days.

Ideas adapted, not copied.
Table of how the framers used sources: the Government of India Act 1935 as the base for administrative provisions, ideas from other constitutions adapted to Indian needs, giving a Constitution made for India
SourceWhat the framers did
Government of India Act 1935Used as the base for many administrative provisions
Other constitutionsTook ideas and adapted them to Indian needs
ResultA Constitution made for India, not copied from any one country
About two years, eleven months and eighteen days of work

Key terms

Judicial review

The power of courts to examine laws and actions of government and to declare them invalid if they conflict with the constitution.

Residuary powers

The powers not listed for any level of government, which in India rest with the centre.

Quasi-federal

A federal form in which the centre is stronger than the units.

Exam tips

Common mistakes

  • Saying a constitution is only a list of rights; rights are one function among five.
  • Saying Britain has no rules; it has no single written document.
  • Writing that members were elected directly by all adults; they were elected indirectly.
  • Confusing the President of the Assembly (Dr Rajendra Prasad) with the chair of the Drafting Committee (Dr B. R. Ambedkar).
  • Writing that ideas were copied; say adapted.

How marks are usually awarded

  • 1 mark: one correct option, date or term.
  • 2 marks: two points, about 30–50 words.
  • 3 marks: three distinct points, about 50–80 words.
  • 5 marks: five points, about 80–120 words; for evaluate or examine, end with a judgement.
  • Case-based (4 marks): read the passage first; name the concept for each line; part (c) has an internal choice.