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Aldehydes, Ketones and Carboxylic Acids — Notes

5 sections 5 min readBeta

1. Nomenclature and structure of the carbonyl group

Names: aldehydes -al (methanal, ethanal, 2-methylpropanal, benzaldehyde = benzenecarbaldehyde); ketones -one with locant (propanone, butan-2-one, 1-phenylethan-1-one = acetophenone).

Structure: the carbonyl carbon is sp², trigonal planar (about 120°), with a σ and a π bond to oxygen. The C=O bond is polar (C δ+, O δ−); the carbon is electrophilic and is attacked by nucleophiles from above or below the plane.

Key terms

Carbonyl group

The C=O group, present in aldehydes, ketones and carboxylic acids and their derivatives.

Electrophilic carbon

A carbon carrying partial positive charge, open to attack by nucleophiles.

2. Preparation of aldehydes and ketones

  • Oxidation of alcohols: 1° → aldehyde (PCC; Cu, 573 K); 2° → ketone (K₂Cr₂O₇/H⁺).
  • Ozonolysis of alkenes (O₃, then Zn/H₂O).
  • Hydration of alkynes (H₂O, Hg²⁺, H₂SO₄): ethyne → ethanal; propyne → propanone.
  • Rosenmund reduction: CX6HX5COCl+HX2→Pd/BaSOX4CX6HX5CHO+HCl\ce{C6H5COCl + H2 ->[Pd/BaSO4] C6H5CHO + HCl}.
  • Stephen reaction: nitrile + SnCl₂/HCl → imine, then H₃O⁺ → aldehyde; DIBAL-H also reduces nitriles and esters to aldehydes.
  • Etard reaction: toluene + CrO₂Cl₂ → benzaldehyde; also CrO₃/acetic anhydride, or side-chain chlorination to benzal chloride and hydrolysis.
  • Gatterman–Koch: benzene + CO + HCl (anhydrous AlCl₃/CuCl) → benzaldehyde.
  • Friedel–Crafts acylation: CX6HX6+CHX3COCl→AlClX3CX6HX5COCHX3+HCl\ce{C6H6 + CH3COCl ->[AlCl3] C6H5COCH3 + HCl}.
  • Ketones from nitriles + Grignard reagent, then hydrolysis; from acid chlorides + dialkylcadmium.

Key terms

Rosenmund reduction

Hydrogenation of an acid chloride over Pd poisoned with BaSO₄ to give an aldehyde.

Etard reaction

Oxidation of toluene to benzaldehyde by chromyl chloride.

Stephen reaction

Reduction of a nitrile by SnCl₂/HCl followed by hydrolysis, giving an aldehyde.

3. Reactions of aldehydes and ketones

Nucleophilic addition (aldehydes more reactive than ketones: steric and +I effects): HCN → cyanohydrin (CHX3CHO+HCN→CHX3CH(OH)CN\ce{CH3CHO + HCN -> CH3CH(OH)CN}); NaHSO₃ → bisulfite adduct (purification); RMgX → alcohols; alcohols/dry HCl → hemiacetal, acetal (ketones + ethylene glycol → ketal); NH₂–Z derivatives (hydroxylamine → oxime, hydrazine → hydrazone, 2,4-DNP → orange 2,4-DNP derivative, semicarbazide → semicarbazone).

Reduction: NaBH₄/LiAlH₄/H₂ → alcohols; Clemmensen (Zn–Hg, conc. HCl) and Wolff–Kishner (NH₂NH₂; KOH/ethylene glycol, heat) → CH₂.

Oxidation: aldehydes → acids with mild oxidants. Tollens’ test (silver mirror) for all aldehydes; Fehling’s test (red-brown Cu₂O) for aliphatic aldehydes. Ketones are oxidised only vigorously, with C–C cleavage.

α-Hydrogen reactions: aldol condensation (dilute NaOH): 2 CHX3CHO→CHX3CH(OH)CHX2CHO\ce{2CH3CHO -> CH3CH(OH)CH2CHO}, then dehydration to but-2-enal; crossed aldol gives mixtures. Haloform reaction (CH₃CO– group, I₂/NaOH → yellow CHI₃).

Cannizzaro reaction (no α-H, conc. alkali): 2 HCHO+NaOH→HCOONa+CHX3OH\ce{2HCHO + NaOH -> HCOONa + CH3OH}; benzaldehyde → sodium benzoate + phenylmethanol.

Aromatic ring: –CHO and –COR are deactivating and meta-directing.

Results of carbonyl tests
TestAldehyde (aliphatic)Aromatic aldehydeKetone
Tollens’ −
Fehling’s −−
2,4-DNP

Key terms

Aldol condensation

Base-catalysed self-addition of carbonyl compounds having α-hydrogens, giving β-hydroxy carbonyl compounds.

Cannizzaro reaction

Disproportionation of an aldehyde without α-hydrogen in concentrated alkali to an alcohol and a carboxylate.

Tollens’ reagent

Ammoniacal silver nitrate; gives a silver mirror with aldehydes.

4. Carboxylic acids: preparation

  • Oxidation of 1° alcohols and aldehydes (KMnO₄, K₂Cr₂O₇, CrO₃).
  • Oxidation of alkylbenzenes with hot alkaline KMnO₄ (any side chain → –COOH on the ring).
  • Hydrolysis of nitriles and amides: CHX3CN+2 HX2O+HCl→CHX3COOH+NHX4Cl\ce{CH3CN + 2H2O + HCl -> CH3COOH + NH4Cl} (one carbon more than the alkyl halide used to make the nitrile).
  • Grignard reagent + CO₂ (dry ice), then H₃O⁺: CHX3MgBr+COX2→CHX3COOMgBr\ce{CH3MgBr + CO2 -> CH3COOMgBr} → CHX3COOH\ce{CH3COOH}.
  • Hydrolysis of acid chlorides, anhydrides and esters.
Preparation methods for carboxylic acids and the change in carbon count
FromReagentChange in carbon count
RCH₂OHKMnO₄Same
C₆H₅RKMnO₄, heatSide chain → COOH
RX → RCNKCN, then H₃O⁺+1
RX → RMgXCO₂, then H₃O⁺+1

Key terms

Dry ice

Solid carbon dioxide, used with Grignard reagents to make carboxylic acids.

5. Carboxylic acids: properties, acidity, reactions and uses

Physical: hydrogen-bonded dimers → higher bp than alcohols of similar mass (ethanoic acid 391 K, propan-1-ol 370 K); C1–C4 acids water-miscible.

Acidity: stronger than alcohols and phenols (carboxylate resonance, charge on two O atoms); liberate CO₂ from NaHCO₃: CHX3COOH+NaHCOX3→CHX3COONa+HX2O+COX2\ce{CH3COOH + NaHCO3 -> CH3COONa + H2O + CO2}. −I groups (F, Cl, NO₂, CN) increase acidity (more groups, closer → stronger); +I alkyl groups decrease it. pKa: CF₃COOH 0.23, CCl₃COOH 0.65, CHCl₂COOH 1.26, FCH₂COOH 2.66, ClCH₂COOH 2.86, HCOOH 3.75, C₆H₅COOH 4.19, CH₃COOH 4.76, CH₃CH₂COOH 4.88.

Reactions: acid chlorides (PCl₅, PCl₃, SOCl₂); esters (alcohol, H⁺); amides (NH₃, heat); anhydrides (P₂O₅ or heat); reduction to 1° alcohols (LiAlH₄ or B₂H₆, not NaBH₄); decarboxylation CHX3COONa+NaOH→CaOCHX4+NaX2COX3\ce{CH3COONa + NaOH ->[CaO] CH4 + Na2CO3} (one C fewer), Kolbe electrolysis; HVZ CHX3COOH+ClX2→red PClCHX2COOH+HCl\ce{CH3COOH + Cl2 ->[red P] ClCH2COOH + HCl}; ring substitution of benzoic acid at meta (no Friedel–Crafts).

Uses: methanoic acid (rubber, textiles, leather, electroplating); ethanoic acid (vinegar, solvent); hexanedioic acid (nylon-6,6); sodium benzoate (preservative); esters of benzoic acid (perfumes); higher fatty acids (soaps).

Selected pKa values
AcidpKa
CCl₃COOH0.65
ClCH₂COOH2.86
HCOOH3.75
C₆H₅COOH4.19
CH₃COOH4.76

Key terms

Decarboxylation

Loss of CO₂ from a carboxylic acid or its salt, e.g. with soda lime, giving a hydrocarbon with one carbon fewer.

HVZ reaction

α-Halogenation of a carboxylic acid with Cl₂ or Br₂ and red phosphorus.

Exam tips

Common mistakes

  • Claiming ketones give Tollens’ or Fehling’s tests; or that benzaldehyde gives Fehling’s test.
  • Choosing aldol for compounds without α-H (they give Cannizzaro with conc. alkali).
  • Forgetting that soda lime removes one carbon and that nitrile/Grignard routes add one.
  • Using NaBH₄ to reduce a carboxylic acid.
  • Ranking acidity without considering the number and position of −I groups.

How marks are usually awarded

  • 1-mark items: product, reagent, name, test result.
  • Named reactions (2 marks): equation (1) + conditions/reagent (1).
  • Tests (2 marks): reagent (½–1) + observation for each compound.
  • Acidity explanations: conjugate-base stability with the effect named (−I/+I, resonance).